PEARL MILLET SOCIOECONOMIC AND PRODUCTION CHARACTERISTICS IN UGANDA Lubadde, G., P. Tongoona, J. Derera, and J. Sibiya http://knowledge.cta.int/var/knowledge/storage/images/media/images/acci-logo/321593-1-eng-GB/ACCI-logo.gif i PEARL MILLET SOCIOECONOMIC AND PRODUCTION CHARACTERISTICS IN UGANDA Geofrey Lubadde Pangirai Tongoona John Derera Julia Sibiya About the authors Dr. Lubadde is a plant breeder based at the National Semi Arid Resources Research Institute of the National Agricultural Research Organisation-Uganda (glubadde@gmail.com) Professor Tongoona is a plant breeder and lecturer at the University of KwaZulu Natal-South Africa Professor Derera is a plant breeder and lecturer at the University of KwaZulu Natal-South Africa Dr. Sibiya is a plant breeder and lecturer at the University of KwaZulu Natal-South Africa Copyright 2015 National Semi Arid Resources Research Institute of the National Agricultural Research Organisation (NaSARRI-NARO), Uganda. All rights reserved. Sections of this material may be reproduced for personal, academic and not-for-profit use without prior permission but with acknowledgment to NaSARRI-NARO. To reproduce the material contained herein for profit or commercial use requires written permission from the Director of Research NaSARRI at director@nasarri.go.ug. Referencing: Lubadde, G., P. Tongoona, J. Derera and J. Sibiya. 2015. Pearl millet Socioeconomic and Production Characteristics in Uganda. pp 91. National Semi Arid Resources Research Institute of the National Agricultural Research Organisation, Uganda. ii Table of Contents List of Tables .............................................................................................................................. v List of Figures ........................................................................................................................... vii Acronyms ................................................................................................................................... ix Acknowledgment......................................................................................................................... x Foreward ................................................................................................................................... xi Summary .................................................................................................................................. xii Section 1 ..................................................................................................................................... 1 1.1 Introduction ........................................................................................................................... 1 1.2 Research statement .............................................................................................................. 2 1.3 Objectives ............................................................................................................................. 2 1.4 Research methodology ......................................................................................................... 3 1.4.1 Study area.................................................................................................................. 3 1.4.2 Selection of farmers and enumerators ........................................................................ 4 1.4.3 Data collection ........................................................................................................... 5 1.4.4 Data analysis and quality control ................................................................................ 5 Section 2 Demography ............................................................................................................... 7 2.1 Age of heads of household members ............................................................................... 7 2.2 Gender of household members ........................................................................................ 9 2.3 Marital status and relation to heads of households ..........................................................10 2.4 Education level of the household members .....................................................................11 2.5 Human population in households .....................................................................................13 2.6 Housing conditions and sanitation ...................................................................................13 2.7 Economic activities of the household members ...............................................................16 2.8 Household food security situation ....................................................................................18 2.8.1 Food availability in households ..................................................................................18 2.8.2 Causes of food shortage and coping strategies .........................................................20 Section 3 Socioeconomic capital and technology adoption ....................................................... 22 3.1.1 Access to credit ............................................................................................................22 3.1.2 Sources of financial credit .............................................................................................23 3.1.3 Reasons for accessing financial credit and related transactions ...................................24 3.2 Access to agricultural training ..........................................................................................25 3.2.1 Participation in selected agricultural training ..............................................................25 3.2.2 Types of trainings received and training organisations ..............................................26 iii 3.2.3 Technology adoption for selected enterprises ...........................................................27 3.2.4 Access to extension services for selected agricultural activities ................................30 3.2.5 Sources of information for selected agricultural activities ..........................................34 3.3 Group dynamics ..............................................................................................................35 3.3.1 Membership in organisations or social groups and their main activities .....................35 Section 4 Importance and utilisation of pearl millet .................................................................... 37 4.1 Importance of pearl millet in terms of cultivation frequency and being food security crop .37 4.2 Importance of pearl millet relative to other crops ..............................................................38 4.3 Changes in crop value and reasons for the changes .......................................................40 4.4 Uses and utilization of pearl millet....................................................................................41 4.5 Unacceptable taste characteristics of pearl millet and coping strategies ..........................43 Section 5 Agronomic characteristics ......................................................................................... 44 5.1 Types of pearl millet varieties planted by farmers in Uganda ...........................................44 5.2 Season or time of planting pearl millet .............................................................................45 5.3 Pearl millet crop production systems ...............................................................................47 5.4 Pearl millet planting methods ...........................................................................................48 5.5 Productivity and seed rates..............................................................................................49 Section 6 Desirable and undesirable pearl millet traits .............................................................. 50 6.1 Traits of pearl millet genotypes grown by farmers ............................................................50 6.2 Undesirable traits of the cultivated pearl millet .................................................................51 6.3 Attributes to be introduced or improved and related information for pearl millet improvement..........................................................................................................................53 Section 7 Factors of production in the pearl millet cropping system .......................................... 55 7.1 Crop production inputs .....................................................................................................55 7.1.1.1 Land access, ownership and perception about soil fertility .....................................55 7.1.1.2 Size of land (acres) parcels owned or operated and distance to the land parcels ...56 7.1.2 Area planted, cost of seed and sources of seed ...........................................................58 7.1.2.1 Area planted and cost of seed ................................................................................58 7.1.2.2 Pearl millet sources of seed ...................................................................................59 7.1.2.3 Pearl millet units of measurement for seed grain and produce grain ......................60 7.1.3.1 Labour hours, sources and total cost for labour ......................................................61 7.1.3.2 Sources of labour for pearl millet activities .............................................................62 7.1.4 Access to agricultural equipment ..................................................................................64 7.1.5 Expenses on selected inputs ........................................................................................66 iv 7.2 Livestock production and sales ........................................................................................66 Section 8 Post harvest handling of pearl millet and fate of grain ............................................... 69 8.1 Harvesting, drying and threshing .....................................................................................69 8.2 Storage of pearl millet ......................................................................................................71 Section 9 Pearl millet production constraints and coping strategies .......................................... 73 9.1 Field constraints and control strategies ............................................................................73 9.2 Marketing constraints, control strategies and access to markets .....................................77 9.3 Storage constraints and control strategies .......................................................................78 Conclusion ................................................................................................................................ 79 References ............................................................................................................................... 80 Appendix: Common sources of information for selected agricultural activities ........................... 90 v List of Tables Table 1.1: Grain quality components of pearl millet and common cereals (100g-1 of grain) ........... 1 Table 1.2: Location characteristics of the study districts ................................................................ 3 Table 2.1: Age groups of household members and dependency ratios ......................................... 9 Table 2.2: Broad age grouping of household members ................................................................. 9 Table 2.3: Gender of household members .................................................................................... 10 Table 2.4: Marital status of heads of households .......................................................................... 11 Table 2.5: Marital status of household members ........................................................................... 11 Table 2.6: Relation of household members to heads households ................................................. 11 Table 2.7: Education level of heads of households ....................................................................... 12 Table 2.8: Education level of spouses ........................................................................................... 12 Table 2.9: Highest education level attained by household members ............................................. 13 Table 2.10: Response about number of household members ....................................................... 13 Table 2.11: Housing conditions for pearl millet farmers ................................................................. 15 Table 2.12: Economic activities for heads of households .............................................................. 17 Table 2.13: Economic activities of household members ................................................................ 17 Table 2.14: Household responses about changes in food availability and quantity ........................ 19 Table 2.15: Causes of food shortage in households ...................................................................... 21 Table 2.16: Coping strategies during food shortage ...................................................................... 21 Table 3.1: Reasons for not accessing financial credit .................................................................... 23 Table 3.2: Sources of credit .......................................................................................................... 24 Table 3.3: Reasons for accessing credit........................................................................................ 24 Table 3.4: Percentage response and range of amount of money borrowed by region ................... 24 Table 3.5: Interest rate per month and payback period ................................................................. 24 Table 3.6: Types of training received by household members ....................................................... 27 Table 3.7: Duration of trainings ..................................................................................................... 27 Table 3.8: Major organisations that trained pearl millet farmers .................................................... 27 Table 3.9: Enterprises affected by training .................................................................................... 29 Table 3.10: Technologies adopted and response about success .................................................. 29 Table 3.11: Factors considered for technology adoption ............................................................... 30 Table 3.12: Visits by extension agents for selected pre-harvest activities ...................................... 32 Table 3.13: Visits by extension agents for selected post-harvest activities .................................... 33 Table 3.14: Group membership by categories of household members .......................................... 36 Table 3.15: Role of household members in groups ....................................................................... 36 vi Table 3.16: Group main activities .................................................................................................. 36 Table 3.17: Registration and annual fee paid for membership in groups ....................................... 36 Table 4.1: Frequency of planting pearl millet ................................................................................. 37 Table 4.2: Reasons for pearl millet being a food security crop ...................................................... 38 Table 4.3 Crops commonly grown and reasons why they were grown .......................................... 39 Table 4.4: Ranking of most important crops .................................................................................. 39 Table 4.5: Uses of pearl millet in Uganda ...................................................................................... 42 Table 4.6: Percent household response about utilisation of pearl millet as food in Uganda ........... 43 Table 5.1: Percentage household response about pearl millet planting season and type of varieties planted ............................................................................................................................ 46 Table 6.1: Traits of pearl millet genotypes grown by farmers ......................................................... 52 Table 6.2: Desirable pearl millet traits ........................................................................................... 52 Table 6.3: Undesirable pearl millet characteristics ........................................................................ 52 Table 6.4: Supplementary information important for pearl millet improvement............................... 54 Table 7.1: Ease to hire land for agricultural production .................................................................. 55 Table 7.2: Forms of land ownership and soil fertility perception .................................................... 56 Table 7.3: Land availability and distance from home to the land ................................................... 58 Table 7.4: Sources of pearl millet seed ......................................................................................... 60 Table 7.5: Units of measurement for seed grain ............................................................................ 61 Table 7.6: Units of measurement of harvested and sold pearl millet grain ..................................... 61 Table 7.7: Gender contribution of labour hours and total labour cost for selected field activities ... 64 Table 7.8: Percentage of households owning farm equipment and forms of access ...................... 65 Table 7.9: Types of livestock owned, percentage owning, number owned by majority and value of livestock and products ............................................................................................................... 67 Table 8.1: Storage facilities for various forms of pearl millet .......................................................... 71 Table 9.1: Percentage response of households about pearl millet field production constraints ...... 73 Table 9.2: Common pearl millet marketing constraints .................................................................. 77 Table 9.3: Possible solutions to common pearl millet marketing constraints .................................. 77 Table 9.4: Storage constraints ...................................................................................................... 78 vii List of Figures Fig 1.1: Map of Uganda showing location of the study areas......................................................... 4 Fig 1.2: Using charts to identify constraints with a group of key informants ................................... 6 Fig 1.3: Interviewing a household head ......................................................................................... 6 Fig 2.1: Age groups of heads of households and their spouses .................................................... 8 Fig 2.2: Typical homestead of pearl millet farmers ........................................................................ 16 Fig 2.3: Household response about experiencing food shortage ................................................... 19 Fig 2.4: Household response about number of meals eaten per day ............................................. 20 Fig 3.1: Household response about access to financial credit ....................................................... 23 Fig 3.2: Response about access to agricultural training ................................................................ 25 Fig 3.3: Response about heads of households and spouses who accessed agricultural training .. 26 Fig 3.4: Household response about technology adoption ............................................................. 28 Fig 3.5: Comparison of frequency of extension visits by Government and NGO agencies for selected activities .......................................................................................................................... 31 Fig 3.6: Common sources of agricultural information .................................................................... 34 Fig 3.7: Household involvement in social organisations or groups................................................. 35 Fig 4.1: Pearl millet as a food security crop ................................................................................... 38 Fig 4.2: Perceived change in crop value........................................................................................ 40 Fig 4.3: Causes of change in crop rank ......................................................................................... 41 Fig 4.4: Response of households about taste constraints ............................................................. 43 Fig 5.1: Response of households about types of pearl millet varieties grown ................................ 44 Fig 5.2: Reasons for planting unimproved local varieties ............................................................... 45 Fig 5.3: Reasons for planting in second season ............................................................................ 46 Fig 5.4: Household response about cropping systems .................................................................. 47 Fig 5.5: Mixed cropping system of pearl millet, sorghum and finger millet ..................................... 48 Fig 5.6: Pearl millet planting methods ........................................................................................... 49 Fig 6.1: Pearl millet attributes to be introduced or improved .......................................................... 53 Fig 7.1: Response about area planted with pearl millet ................................................................ 59 Fig 7.2: Storage of pearl millet grain for seed ................................................................................ 60 Fig 7.3: Farming activity by gender ............................................................................................... 62 Fig 7.4: Farming activities done by women ................................................................................... 62 Fig 7.5: Farming activities by source of labour .............................................................................. 63 Fig 7.6: Forms of access to ox-plough .......................................................................................... 65 Fig 7.7: Types of livestock owned and products ............................................................................ 67 viii Fig 7.8: Livestock types and products sold .................................................................................... 68 Fig 7.9: Percentage of poultry sub units ........................................................................................ 68 Fig 8.1: Drying of pearl millet on the mat ....................................................................................... 69 Fig 8.2: Drying of pearl millet on bare ground ................................................................................ 70 Fig 8.3: Woman winnowing pearl millet after threshing .................................................................. 70 Fig 8.4: Forms of pearl millet storage ............................................................................................ 71 Fig 8.5: Fate of harvested pearl millet grain .................................................................................. 72 Fig 9.1: Farmers’ pearl millet infected by ergot .............................................................................. 74 Fig 9.2: Farmers’ pearl millet infected by rust ................................................................................ 74 Fig 9.3: Farmers’ pearl millet infected by smut .............................................................................. 75 Fig 9.4: Farmers’ pearl millet infected by both ergot and smut ...................................................... 75 Fig 9.5: Knowledge about pearl millet rust symptoms .................................................................... 76 Fig 9.6: Sterile panicles affected by drought due to late planting ................................................... 77 ix Acronyms ACCI: African Centre for Crop Improvement A2N: Africa 2000 Network DANIDA: Danish International Development Agency ECA: Economic Commission for Africa FAO: Food and Agricultural Organisation of the United Nations Gov’t: Government IRC: International Rescue Committee LWF: Lutheran World Federation NAADS: National Agricultural Advisory Services NARO: National Agricultural Research Organisation NaSARRI: National Semi Arid Resources Research Institute NGOs: Non-Governmental Organisations UNAFFE: Uganda National Farmers’ Federation UBOS: Uganda Bureau of Statistics URCS: Uganda Red Cross Society UNBS: Uganda National Bureau of Standards TEDO: Teso Diocese Development Organization x Acknowledgment Thanks go to the pearl millet farmers who willingly sacrificed their productive time to provide the information; without which writing this report would not be possible. Credit also goes to the supporting institutes most especially ACCI and NaSARRI for providing both material and financial support. Appreciation also goes to the entire team that collected the data and to Dr. Martin Orawu for providing the research team with a vehicle and Mr. Opio the driver for the job well done. Finally the reviewers of this publication, Dr Beatrice Akello and Ms Olgah V. Kudda, are highly thanked for the technical support provided. xi Foreword The National Semi Arid Resources Research Institute (NaSARRI) of the National Agricultural Research Organisation (NARO) in Uganda is mandated to undertake strategic research on pearl millet (Pennisetum glaucum). The crop is multipurpose serving as food, source of income and animal feed for people living in extreme drought-prone environments in Uganda where conditions do not favour reliable production of other cereals such as maize or sorghum. In developing countries in Africa and Asia pearl millet still survives in arid conditions. This calls for a concerted effort from research institutions and other stakeholders to develop and promote technologies adapted to such conditions. Key stakeholders need to know the socioeconomic and production environment of pearl millet in Uganda in order to make informed decisions on how to direct resources aimed at increasing production and productivity. Through participatory rural appraisal techniques, the authors of this report therefore contribute to the growing literature and knowledge about pearl millet in Uganda by assessing the socioeconomic and production characteristics of the cropping system for the period 2010 - 2012. Important indicators included; 1) demographic characteristics, 2) socioeconomic capital and technology adoption, 3) importance and utilisation, 4) agronomic features, 5) desirable and undesirable traits, 6) factors of production, 7) post-harvest handling, and 8) production constraints and coping strategies. The information will be of importance to researchers, scholars, policy makers, agri-business community, extension agents, farmers and all those who wish to enhance their knowledge about the crop. It is hoped that information in this report will enhance production and marketing of pearl millet and thus contribute to improved livelihood of resource poor farmers in the drought-prone regions. I thank all the development partners for supporting the work that resulted in this publication. The management of NARO and NaSARRI greatly commends the team that wrote this document. We hope that more of such useful documents will be availed to our stakeholders in the near future. Have a good reading Dr. Beatrice Akello Omonuk Director of Research, NaSARRI-Serere, Uganda xii Summary Pearl millet is an important cereal grown by farmers in environmentally marginalised areas. In Uganda it is mainly grown in northern (Acholi), northeastern (Karamoja) and eastern (Teso) regions. The regions are characterised by semi-arid conditions with high temperatures, low mean annual rainfall and widespread chronic food insecurity. Technologies that increase pearl millet productivity under such conditions have been developed in international research institutes to highlight the importance of pearl millet as a resilient crop suitable for drought conditions. However, not much is known about the importance of the crop in Uganda. A baseline survey was thus conducted to document pearl millet farmers’ socioeconomic and production characteristics in the country. Information was collected about demography and food security situation, livelihood, social capital and trainings, importance and utilisation of pearl millet, agronomic characteristics, desirable and undesirable traits, factors of crop and animal production, post-harvest handling, production and marketing constraints and coping strategies. Results indicated that the average age of heads of households (mainly males) was 45.78 years while that of their spouses was 37.22 years; with a pearl millet growing experience of over six years. In addition, majority of the households had 6-10 members many of whom were below 15 years. The heads of households were married with education experience of more than five years while their spouses were generally illiterate. The household heads and their spouses farmed the land as their main economic activity. Furthermore, majority of the households lived under poor conditions where the main house had a single room built of mud and wattle with grass as the main roofing material and earth floor. The poor living standards were worsened by majority of the households facing perpetual food insecurity mainly due to drought, insect pests, plant diseases and lack of improved planting materials. Social capital, access to trainings and group dynamics of the farmers were also assessed. Majority (over 83%) of the households interviewed did not access credit for agricultural activities due to a dearth of credit source in the village. Lack of collateral and high interest rates were among the other important reasons for not accessing credit. However, the few (about 16%) households that accessed credit did that majorly to pay for labour for farming activities. Other reasons for accessing credit included; paying school fees, financing retail businesses and purchasing livestock. The main sources of credit were the village banks or cash boxes where the majority accessed small loans of up to 200,000/= (less than USD 100) for three months with interest rate of 10%. In addition to few households having access to credit, less than 50% of the xiii households had at least a member receiving agricultural training. More households in the northern region received agricultural training than the eastern region and generally more heads of households attended the trainings than the spouses. Most households received training in modern agriculture while a few households in the north had members attending training in agricultural marketing. A few households in the eastern region had members trained in insect pest and disease control. Most training schedules lasted for about two days where the NAADS and NGOs were the main trainers. After receiving the trainings majority of the participants reported that they applied the skills received. The farmers were trained mainly in the modern techniques for the production of the most important crops especially ground nuts, cassava and vegetables. Unfortunately, after receiving the agricultural trainings there was no technical backstopping in form of extension to ensure farmers implemented the skills appropriately. This was reflected by the majority of the households receiving no extension visits and a few being visited only once in two years to be advised in proper planting and crop spacing. Group dynamics was another form of social capital considered. It was observed that majority (over 58%) of the households had at least an individual being a member of a community group. The heads of households and to a lesser extent the spouses were involved in group activities. However, the majority were ordinary members with no leadership role while few were chairpersons and general secretaries. The farmers got involved mainly in mutual support groups commonly known as ‘merry go round’ in addition to a few being involved in group farming while others provided labour for agricultural activities. Most groups were also characterised by no membership or annual fee being charged for one to join a group. Pearl millet uses were documented after establishing the farmers’ attachment to the crop. The farmers actually valued the crop since majority had grown the cereal 3-4 times in the last five years. It was grown as a food security crop in addition to being used as food and source of income while a few used it as yeast for brewing. As food, pearl millet was eaten as soft or hard porridge while some ate it in gain form after boiling. Relative to other crops pearl millet ranked the fourth after cassava, sesame and ground nuts respectively. It was more important than sorghum, maize, finger millet, green gram and sweet potatoes. The ranking was an average of the importance of the crop as food and source of income. However, the crop ranking was dynamic in the last five years and the dynamism was expected in the next five years as long as variation existed mainly in palatability, being source of income, marketability and change in household population. xiv After establishing that pearl millet was important, agronomic characteristics were then noted. It was observed that majority of the farmers planted local unimproved land races of pearl millet once a year in the second rains (September-January) to avoid birds and control ergot disease. The unimproved varieties were grown mainly because farmers did not have alternative planting materials. The sole cropping system was adopted where farmers practiced broadcasting as the planting method. Broadcasting led to use of high seed rate of about 20Kgha-1 instead of the recommended 2-5Kgha-1. The agronomic practices and the production constraints resulted in average low productivity of 658Kgha-1. In addition, the local materials also had desirable and undesirable traits. Some of the desirable traits reported were; being tall, high tillering, stay green and white/grey grain colour while the undesirable traits included being susceptible to ergot and rust diseases, low yielding, low tillering ability, late maturity and susceptibility to drought which resulted in sterile panicles. It was observed that genotypes from northern Uganda were generally late maturing (taking 4-5 months) while those from eastern, especially Kumi district matured within three months. Farmers highlighted introduction of ergot resistant varieties and training in modern agricultural practices as the most important aspects needed to increase productivity. Factors of production considered were land, seed and labour. Majority of the farmers owned the land they cultivated while some rented and a few borrowed. The farmers reported that the soil fertility was good much as the productivity was low. Most farmers planted pearl millet on up to one acre of land which was mainly their home stead parcel and the seed was either bought or own-saved from the previous season’s harvest. The bought seed was not certified or authentic but grain. The labour used in pearl millet production was mainly family labour where men, women and children were all involved; but women provided more labour hours than men or children. The women were mainly associated with harvesting, threshing and weeding and to some extent planting while men were involved in land preparation and planting. Hired labour was also used to some extent mainly to harvest and land preparation. The common equipment used on the farms were the hand hoes, pangas, ox-ploughs, bicycles and axes which were mainly purchased or hired. However, none of the households used inputs like fertiliser, manure, herbicides or pesticides to enhance productivity. Results also show that more than 87% of the households interviewed reared at least one type of livestock with poultry and small ruminants being the common animals kept. Chicken ranked xv highest among the poultry reared while goats formed the majority of the small ruminants. However, pigs were the most sold animals followed by poultry especially the turkeys and chicken. Much as more than 87% of the households reared some livestock, none of them used the technology of manure to improve soil fertility but cow dung was used in making house floors. Simple materials were used in post-harvest handling where the pearl millet was harvested using hands and knives. The harvested panicles were transported to the drying ground by carrying them on the heads. The drying was either done on bare ground or on mats and tarpaulin. Threshing was done by women where the millet was beaten and winnowing done to remove chuff before storage. However, from planting to storage pearl millet production faced numerous constraints. Production constraints included ergot, birds, weeds, rust and drought while low prices (33.95%) followed by high market taxes, lack of transport to markets, lack of markets and unscrupulous middlemen were some of the marketing constraints. In most cases farmers had no effective suggested solutions to the constraints. 1 Section 1 1.1 Introduction Pearl millet is a primary food grain crop for millions of people in the tropical and sub-tropical areas of Africa (Ndjeunga and Nelson, 2005) and India (Roden et al., 2007). In most African countries where the cereal is grown and production is documented, pearl millet ranks high in terms of importance. For example, in Niger it ranks first in terms of total cereal cultivation and production (Ndjeunga and Nelson, 2005) and the most important staple cereal in Namibia (Ipinge, 1998). In Eritrea it is the second most important staple cereal after sorghum (Roden et al., 2007). Nutritionally, it contains high levels of quality protein (Roden et al., 2007) in addition to having good levels of micro-nutrients relative to common cereals like sorghum, rice, maize and wheat (Table 1.1) (Khairwal, 1999). Table 1.1: Grain quality components of pearl millet and common cereals (100g-1 of grain) Nutrients Pearl Millet Sorghum Maize Rice Wheat Protein 11.60 10.40 11.10 6.90 11.80 Fat (%) 5.00 1.90 3.60 0.40 0.90 Iron (mg) 8.80 6.20 2.20 2.80 1.00 Fibre (%) 1.20 1.60 2.70 0.20 0.30 Energy (Kcal) 360.00 349.00 342.00 348.0 349.00 Carotene (mg) 132.00 47.00 90.00 9.00 29.00 Source: Singh et al. (1987) Pearl millet is consumed as thick or thin porridge, cakes, or steamed granulated products in addition to the grain being used as source of yeast in the brewing industry (Murty and Kumar, 1995). All these forms of pearl millet utilisation meet particular standards set by the users who may be producers, processors or direct consumers. This leads to variety preference which forms a basis for pearl millet breeders to develop varieties that have the desired qualities needed by the end-users. However, until recently plant breeders had not involved pearl millet end-users in developing varieties with users’ desirable characteristics. The result is many varieties not being adopted by the intended beneficiaries. For example, in Niger more than seventeen pearl millet varieties have been developed by ICRISAT-West Africa but few have been adopted by the beneficiaries (Ndjeunga et al., 2000). Ndjeunga et al. (2000) noted that the low adoption rate may partially be explained by the poor seed supply system and demand factors. The low supply of seed, poor estimation of seed demanded, poor seed distribution and low seed quality are among the seed-related constraints leading to low adoption rate of 2 improved pearl millet varieties in West Africa (Ndjeunga, 1997). In addition, the cooking traits in pearl millet are not well researched and documented as is the case for competing cereals; also contributing to the low adoption rate of improved varieties of pearl millet (Ndjeunga and Nelson, 2005). This implies that knowledge of traits preferred by the pearl millet users is important to design an effective breeding strategy and improve adoption rate (Ndjeunga et al., 2000). However, much as pearl millet is an important food grain with research relatively advanced elsewhere, in Uganda research is just being revived. Therefore most of the comparison is based on work done elsewhere; calling for a need to initiate studies to provide information about the importance of the crop in Uganda. A participatory rural appraisal study was then conducted to establish pearl millet production characteristics like demography, productivity, uses/importance, important factors of production, constraints (production, storage, taste and market), desirable traits, establishing the socioeconomic features and showing relevance of pearl millet as a food security crop in Uganda. Thus, a baseline survey was done to document the socioeconomic and production characteristics of the pearl millet cropping system in Uganda. The information will be used to develop an effective participatory plant breeding programme which takes into account pearl millet users’ views. 1.2 Research statement Pearl millet is grown by farmers in semi-arid areas in Uganda but no documentation about its importance and production characteristics is available. In addition, farmers have preferred traits in their diversified locally adapted materials which partly determines the rate of adoption of modern technologies. 1.3 Objectives To establish the socioeconomic and production characteristics of pearl millet in Uganda, a participatory rural appraisal was conducted to; - Establish demographic and socioeconomic characteristics of pearl millet farmers - Identify social capital and technology adoption characteristics - Establish the importance and utilisation of pearl millet - Assess the agronomic features of the pearl millet cropping system - Establish pearl millet productivity and factors of production and their common units - Identify farmers’ preferred traits, production and marketing constraints 3 1.4 Research methodology 1.4.1 Study area A baseline survey was conducted in January 2012 in two farming systems, the Teso and Northern systems (Ronner and Giller, 2013), where pearl millet is predominantly grown. The two systems do not differ much in terms of socioeconomic characteristics and agricultural livelihood. Both systems are characterised by rearing of cattle and production of annual crops such as cotton, sorghum, millets, cassava, sweet potatoes, ground nuts, sun flower and sesame (Ronner and Giller, 2013). Due to the production of annual crops and cattle rearing as economic activities, the systems are also called the ‘annual cropping and cattle teso system’ and the ‘annual cropping and cattle northern system’ respectively (Mwebaza, 2006). However, the Teso system has a bimodal rainfall pattern with shorter dry seasons and low fertility sandy- loam soils (Mwebaze, 2006). On the contrary, the Northern system has a less pronounced bimodal rainfall pattern which reduces to a unimodal pattern with longer dry intervals in the far north and northeastern Uganda. The locations of the study districts are as indicated in Table 1.2 and Fig 1.1. In the Teso system, the study was conducted in Kumi and Katakwi districts. In Kumi district forty households were covered in the three villages of Olupe, Asinge and Okouba while in Katakwi still forty households were covered in Olera and Usuku villages. In Kitgum district the study was conducted in Kitgum town council, Mucwini and Kitgum Matidi villages covering thirty- eight households while in Lamwo data were collected from Rudi and Pobar villages covering twenty-two households. Table 1.2: Location characteristics of the study districts Regions District Latitude Longitude Altitude (m.a.s.l) Average rainfall (mm) Soil types Eastern Kumi 01° 30′N 033° 57′E 1138 1270 Sandy loam Katakwi 01°54′N 034°00′E 1107 Sandy loam Northern Kitgum 03°13′N 032°47′E 969 1130 Sandy loam Lamwo 03°32′N 032°48′E 1100 Sandy loam Source: http://en.wikipedia.org/wiki/Districts of Uganda, accessed on 19/03/2011. http://en.wikipedia.org/wiki/Districts%20of%20Uganda 4 Fig 1.1: Map of Uganda showing location of the study areas Source: http://en.wikipedia.org/wiki/Districts of Uganda, accessed on 19/03/2011 1.4.2 Selection of farmers and enumerators Pearl millet production is localised in a few places in northern, eastern and northeastern Uganda. Therefore, purposive selection of the study area was done basing on how widely the crop was grown in the districts. In eastern Uganda the farmers were selected basing on the fact that they had grown pearl millet in the last two years. In northern Uganda some respondents who had grown the crop in the last one year were considered for the interview because most farmers were still settling for normal farming after over twenty years of being in the war zone. In all the study districts a five-stage stratified selection criteria was adopted in order to identify respondents. The strata were 1) the farming systems, 2) the districts, 3) the sub-counties, 4) the villages and 5) the respondents. Two categories of respondents were considered; the first being that of the household respondents upon whom a household questionnaire was administered to gather information about pearl millet at household level. The households were randomly Kenya Tanzania Study districts South Sudan DR Congo http://en.wikipedia.org/wiki/Districts%20of%20Uganda 5 selected with the help of local council leaders. After selecting about one hundred households that grew pearl millet, random selection of those to participate in the study was done to come up with the number of households needed for the study. This number varied per village depending on the willingness of households to participate in the study. The second category of respondents was a group of about 10-15 key informants who constituted a community focus group discussion. This group comprised of ardent pearl millet growers who provided information about the village socioeconomic characteristics in relation to pearl millet production. Selection of the enumerators was based mainly on the ability to speak the local language in addition to having at least a degree in sociology, agricultural extension or agriculture. In Teso region (eastern) those selected to conduct the interviews knew Ateso (the local language) while in the north Luo (Acholi or Langi) speakers were selected for data collection. 1.4.3 Data collection Data were collected using various participatory rural appraisal techniques (PRA). The PRA techniques used included; transect walks, problem listing and analysis, and problem ranking (Lelo et al., 1995) with key informants (Fig 1.2) which were corroborated by household formal interviews using a semi-structured questionnaire (Fig 1.3). The key informants were interviewed about the pearl millet production aspects like constraints, preferred traits, economic activities in the village and uses/importance. In addition, informal data collection techniques like observations were adopted in order to better understand the pearl millet cropping system at the farm level. The informal PRA techniques were used because they help to elucidate the relevant local knowledge (Mergeai et al., 2001) which in turn helps to achieve high precision with the formal techniques (Chambers, 1992). Data were collected by two teams each of three members and a supervisor with the help of the village local council leaders and the extension workers at the sub county level. One team worked in the eastern region covering eighty households while the other worked in northern Uganda covering sixty households. The household crop and animal productivity was estimated using the ‘farmer recall’ (Fermont et al., 2009; Smale et al., 2010) and ‘prediction’ methods (Singh, 2003). 1.4.4 Data analysis and quality control Data collected from the focus groups discussion and household interviews were entered and analysed using the Statistical Package for Social Scientists version 20 (IBM SPSS Inc., 2011). Average scores and ranks were calculated from the quantitative and qualitative data. 6 Descriptive statistics were used for analysis to identify general patterns (Pender et al., 2002) and tests, analyses of variance and mean comparison were computed and conclusions drawn basing on the findings. Fig 1.2: Using charts to identify constraints with a group of key informants Fig 1.3: Interviewing a household head 7 Section 2 Demography Demographic factors are important in determining rate of technology adoption. Anogie et al. (2009) reported gender (marginalisation of women), marital status, education and cultural belief as being the major constraints to adoption of new pearl millet varieties. In addition age of farmers, household size, formal education level and farm size are also important in adoption of new crop varieties (Macaver, 2002; Ogungbile et al., 2002). 2.1 Age of household members Age of the heads of households is important in agricultural technology adoption (El-Osta and Morehart, 1999). It may positively (McNamara et al., 1991) or negatively (Baidu-Forson, 1999) influence agricultural technology adoption. Younger farmers are dynamic and more likely to adopt new agricultural technologies faster than relatively old farmers (Bisande et al., 1998; Mugisha et al., 2012; Namara et al., 2005; Neil and Lee, 2001). The average age of heads of households growing pearl millet in Uganda was 45.78 years while that of their spouses was 37.22 years. This compares with the 46.50 years of those involved in pearl millet marketing in Africa (Baba and Maina, 2013). On the contrary the pearl millet farmers in Uganda were relatively younger than those elsewhere in Africa who were about 50 years (Ndjeunga et al., 2011). The results show that the average age of farmers in Uganda was that of still able-bodied persons expected to adopt new agricultural technologies faster than those in many African countries growing pearl millet. Basing on the age group interval of 10 years, the results in Fig 2.1 further indicate that majority (25.90%) of the heads of households were between 31-40 years while majority of their spouses were up to 30 years. The results also show that most of the household heads (63.31%) were between 21-50 years old; an indication that most households selected for the interview were still in the working age group with a wide experience in pearl millet cultivation of 6.93 years and could thus provide reliable information. Contrary, majority of the spouses (mostly female) were in 21-30 years age group; implying that most of the spouses were relatively younger and thus able to adopt new technologies much faster than the heads of households. The age group 41-50 years shows more spouses because most men in that group had more than one spouse. 8 Fig 2.1: Age groups of heads of households and their spouses Results in Table 2.1 show that majority of the household members were below 15 years followed by the actively working group (15-64 years) and a few being more than 65 years. This is close to the national figures where majority of Uganda’s population is below 15 years old followed by the working group and lastly the elderly (UBOS, 2010). However, the dependence ratio of 1.11 is higher than the national ratio of 1.04 (World Bank, 2012). Further, the dependency ratio in both regions was still higher than at national level; implying that the economically productive age group supports a relatively larger non-economically productive group. Kumi district had the highest dependency ratio followed by Lamwo and Katakwi districts, respectively. Table 2.2 results show that majority (48.01%) of household members were children followed by the youths; implying they can easily adopt new technologies. The results slightly vary from the national figures where the youth form the majority of the Ugandan population (UBOS, 2010). This implies that more children were involved in providing farm labour for agricultural production than the youth and elderly combined. However, the availability of the youth population to provide labour for agricultural activities is not assured as trends show a continuous exodus of rural population to urban areas in the last twelve consecutive years (AGRA, 2013). This implies that less labour-intensive technologies are more likely to be adopted than those that need a lot of manual labour. 0.00 5.00 10.00 15.00 20.00 25.00 30.00 35.00 40.00 45.00 21-30 31-40 41-50 51-60 60+ % to ta l g e n d e r o f h e a d s o f h o u s e h o ld s a n d t h e ir s p o u s e s household heads spouses 9 Table 2.1: Age groups of household members and dependency ratios Districts Age (years) range Dependency Ratio Dependency ratio by region 0-14 15-64 65+ Katakwi 122 161 9 0.81 1.86 Kumi 145 149 11 1.05 Kitgum 104 171 8 0.65 1.53 Lamwo 58 70 3 0.87 Total 429 413 31 1.11 Table 2.2: Broad age grouping of household members Districts Age groups Children (0- 17years) Youth (18-30 years) Working group(31-60 years) Old age (≤61+years) Katakwi 13.69 6.29 5.92 1.11 Kumi 15.08 6.66 5.27 1.20 Kitgum 12.95 7.22 5.09 0.93 Lamwo 6.29 3.61 1.94 0.28 Total percent 48.01 25.44 23.03 3.52 2.2 Gender of household members Gender affects crop productivity and rate of technology adoption. Doss and Morris (2001) reported that gender positively impacted on the adoption of new maize technologies in Ghana. However, studies conducted in Nigeria showed a negative effect of gender on adoption of new pearl millet varieties while studies on coffee production in Papua indicated that gender had no significant effect on technology adoption (Overfield and Fleming, 2001). In India female labour per unit area is generally more expensive than male labour (Ramasamy et al., 2000). In Uganda female headed households have been associated with low crop productivity and less likely to adopt new technologies relative to male-headed households (Peterman et al., 2010). This implies that the role of gender in agriculture should not be under estimated when developing new pearl millet technologies for farmers. Results from this study show that households had more females than males which is the same as national ratio of 49% male and 51% female (Table 2.3) (UBOS, 2010). However, more male- headed households (84.89%) were involved in the study than female-headed households (15.11%). This implies that pearl millet farmers in Uganda were more likely to adopt new 10 technologies. In terms of gender of respondents, still the majority were male (62.59%) while the female accounted for 37.41% (Table 2.3). It was easier to get more male respondents than female because the study was conducted at harvest time when women spend more time in the field than men. This can be confirmed in the labour section where women dominated the harvesting and threshing activities (Fig 8.4 and Fig 8.5). The same reason may explain why fewer female respondents were interviewed in Lamwo district. This shows that proper timing for dissemination of new agricultural technologies is important, especially where women are involved. Table 2.3: Gender of household members Districts Gender of heads of households Gender of respondents Gender of household members Male Female Male Female Male Female Katakwi 22.3 5.76 16.55 11.51 13.77 14.75 Kumi 27.34 1.44 20.86 7.91 15.54 15.14 Kitgum 19.42 7.91 10.07 17.27 13.37 14.26 Lamwo 15.83 0.00 15.11 0.72 6.59 6.59 Total percent 84.89 15.11 62.59 37.41 49.26 50.74 2.3 Marital status and relation to heads households Marital status is one of the demographic features determining technology adoption among pearl millet farmers (Ndjeunga et al., 2011). Most of the heads of the households that participated in the study were married (82.73%) followed by the widow/widowers, divorced/separated and a few singles (Table 2.4). The pattern was the same across all the districts except for Lamwo where all the heads of households were married. Farmer communities having mostly married heads of households have been reported in many studies conducted in Uganda (Mpiira et al., 2013). However, at household level (Table 2.5) most household members (40.15%) were below marriage age and they were mainly children of the heads of households (Table 2.6). Results in Table 2.6 further show that households in eastern region had more children, spouses and servants related to heads of households than those in the north. 11 Table 2.4: Marital status of heads of households Districts Married Widow/ Widowed Divorced/ Separated Single Katakwi 21.58 3.60 1.44 1.44 Kumi 26.62 2.16 0.00 0.00 Kitgum 18.71 7.19 1.44 0.00 Lamwo 15.83 0.00 0.00 0.00 Total percent 82.73 12.95 2.88 1.44 Table 2.5: Marital status of household members Districts Below Marriage Age Married Single Widow Divorced Katakwi 14.15 7.74 5.93 0.67 0.67 Kumi 16.63 9.27 3.15 1.24 0.29 Kitgum 5.83 5.64 12.91 1.53 1.43 Lamwo 3.54 4.68 4.49 0.1 0.10 Total percent 40.15 27.34 26.48 3.54 2.49 Table 2.6: Relation of household members to heads of households Districts Child Spouse Grandchild Servants Others Parent In-Laws Katakwi 21.48 3.99 0.89 1.77 0.33 0.55 0.00 Kumi 21.26 5.54 1.22 1.33 0.78 0.89 0.33 Kitgum 16.72 2.99 4.32 0.66 1.11 0.22 1.22 Lamwo 8.31 2.66 0.55 0.00 0.78 0.11 0.00 Total Percent 67.77 15.17 6.98 3.77 2.99 1.77 1.55 2.4 Education level of the household members Education level is key in adoption of improved technologies related to agriculture (El-Osta and Morehart, 1999; Caswell, et al., 2001; Siddiqui and Mirani, 2012) and important in increasing household farm income in Uganda (Nkonya et al., 2002). Lack of education has been associated with negative impact on technology adoption (Harper et al., 1990) while more years of education positively influenced adoption of information (Namara et al., 2005) and agricultural technologies that required intensive management skills (Caswell et al., 2001). For example in Nigeria where 73% of pearl millet farmers are illiterate, a low adoption rate of new pearl millet varieties has been reported (Ndjeunga et al., 2011). It is thus perceived that the higher the education level the lower the complexity involved in understanding the technology packages (Bonabana-Wabbi, 2002). 12 Generally majority (42.45%) of the heads of households had attained some primary level education (Table 2.7) with mean of 5.7 years of education experience while 46.36% (Table 2.8) of their spouses had attained some primary education with an average of 3.9 years of education. The pattern of education experience is consistent with national level where male adults have a higher education experience than the female (UBOS, 2010). However, basing on the indicators of the multi-dimensional poverty index (MPI) developed by The Economist (2010) the education experience of the heads of households met the minimum of five years where one is considered to be literate while their spouses failed; implying that generally the heads of households were literate (could read and write) while their spouses were illiterate. Thus new technology packages developed should be simple or visuals should be used especially for the female as they form majority of the spouses. Table 2.7: Education level of heads of households Districts Never attended school Some primary Completed primary Some ‘O’ level Completed ‘O’ level Completed ‘A’ level Katakwi 3.60 12.23 4.32 2.88 3.60 1.44 Kumi 2.16 14.39 7.91 2.16 1.44 0.72 Kitgum 3.60 7.91 3.60 5.04 3.60 3.60 Lamwo 0.00 7.91 2.88 2.88 0.72 1.44 Total percent 9.35 42.45 18.71 12.95 9.35 7.19 Table 2.8: Education level of spouses Districts Never attended formal education Some primary Completed primary Some 'O' level Completed 'O' level Completed 'A' level Katakwi 7.97 13.77 2.17 2.90 0.00 0.72 Kumi 3.62 18.84 3.62 2.17 0.72 0.00 Kitgum 5.07 10.14 4.35 4.35 2.17 0.72 Lamwo 6.52 3.62 5.07 0.72 0.00 0.00 Total percentage 23.19 46.38 15.22 10.14 2.90 1.45 13 Table 2.9: Highest education level attained by household members Districts Never attended school Not yet school age Some primary Completed primary Some 'O' level Completed 'O' level Complete d 'A' level Tertiary institution katakwi 4.63 2.32 14.38 2.32 3.28 0.97 1.06 0.10 Kumi 4.15 3.38 15.44 2.41 3.76 0.97 0.39 0.10 Kitgum 4.25 1.45 10.71 2.70 2.61 2.32 3.19 0.19 Lamwo 2.70 1.45 5.60 1.83 0.97 0.10 0.29 0.00 Total percent 15.73 8.59 46.14 9.27 10.62 4.34 4.92 0.39 2.5 Human population in households The average number of persons per household was 7.54 with a minimum of one member and a maximum of fifteen persons per household. Most households had 6-10 persons (64.75%). This is higher than the national level of 5 persons per household (UBOS, 2010). Over 23.02% households had 1-5 persons while 12.23% had between 11-15 persons (Table 2.10). The large number of household members is a good source of on-farm labour. However, in this case it may not be an incentive because majority of the household members were young up to 17 years. Table 2.10: Response about number of household members Districts Range of household members 1-5 persons 6-10 persons 11-15persons Katakwi 6.47 16.55 5.04 Kumi 6.47 17.99 4.32 Kitgum 4.32 20.14 2.88 Lamwo 5.76 10.07 0.00 Total percent 23.02 64.75 12.23 2.6 Housing conditions and sanitation Majority of the households had low standards of living as shown by there being no household with electricity and staying in temporary (83.45%) houses (Table 2.11). Majority of the pearl millet farmers stayed in single room houses built with mud and wattle or iron sheets/tins and roofed mainly with grass or papyrus reeds (Fig 2.2). Most houses had their floor made of mud or cow dung smear. The single room houses seem to be over crowded as most households had more than six members; which is higher than the two persons per room recommended by Macro International Inc. (2007). The living conditions are lower than the national level reported by UBOS (2010). 14 Presence of pit latrine was a good sanitation indicator where 79.14% of the households had access to pit latrines. This was slightly above the national level of 68.00% reported by the Ministry of Health (as quoted in the New Vision, 02.12.13 page 49). Both regions had high percentage of households with pit latrines (75.95% and 83.33% in eastern and northern region respectively). However, the 20.86% of households without pit latrines is much higher than the 10% reported by UBOS (2010) for the rural areas. Sensitisation should be done to inform people about the health dangers of not having a pit latrine and the advantage of having one. 15 Table 2.11: Housing conditions for pearl millet farmers Districts Type of house Type of wall Type of roofing materials Type of floor materials Number of rooms Presence of pit latrine Temporary Permanent Semi- permanent Mud and wattle Bricks Grass Iron sheets Mud/cow dung Cement 1 2 3 4+ yes no Katakwi 27.34 0.72 0.00 20.86 7.19 27.34 0.72 27.34 0.72 27 1 0 1 17.99 10.07 Kumi 20.14 5.76 2.88 14.39 14.39 20.86 7.91 21.58 7.19 19 2 4 3 25.18 3.6 Kitgum 20.14 2.88 4.32 12.95 14.39 19.42 7.91 21.58 5.76 8 8 6 6 22.3 5.04 Lamwo 15.83 0.00 0.00 11.51 4.32 15.83 0.00 15.83 0.00 3 7 4 1 13.67 2.16 %total 83.45 9.35 7.19 59.71 40.29 83.45 16.55 86.33 13.67 57 18 14 11 79.14 20.86 16 Fig 2.2: Typical homestead of pearl millet farmers 2.7 Economic activities of the household members Economic activities are important in determining technology adoption. For example off-farm and non-farm income provides additional cash for purchasing new technology requirements (Namara et al., 2005). Namara et al. (2005) still reported that the other income sources may also negatively affect adoption of agricultural technologies because agriculture then ceases to be a major source of income. Considering the main economic activity as being one that takes most of the farmers’ time of the day, it was observed that farming (51.50%) was the lead economic activity for heads of households in the surveyed districts (Table 2.12). The farming activities included crop production and livestock rearing. This is lower than the national figure of 70% of rural people being employed in agriculture (UBOS, 2010). However, at household level the household chores ranked first among the economic activities followed by farming and studying respectively (Table 2.13). Results in Table 2.13 further show that 11.01% of the household members did not participate in any economic activity due to old age, being too young or because of sickness. It is still observed that 64.45% of the household members did not contribute directly to household income but depended on the 35.55% who had a direct income. The dependants include those studying, those involved in household chores and those who could not contribute to household income. 17 Table 2.12: Economic activities for heads of households Districts %household response about economic activities for head of households Farming (crop + livestock) Household chores Retail business Brewing Teacher Brick making Carpentry/metal fabrication Building/co nstruction Casual labour on- farm Driver Katakwi 14.66 8.65 2.26 1.50 1.13 0.75 0.00 0.00 0.00 0.00 Kumi 15.04 11.28 3.01 0.00 0.00 0.38 0.00 0.00 0.38 0.00 Kitgum 13.53 5.26 1.50 1.13 1.13 0.38 1.13 0.75 0.38 0.75 Lamwo 8.27 4.51 0.00 0.00 0.00 0.38 0.75 0.75 0.38 0.00 Total percent 51.50 29.70 6.77 2.63 2.26 1.88 1.88 1.50 1.13 0.75 Table 2.13: Economic activities of household members Districts Percentage household response about economic activities Dependence House hold chores Farmi ng Study ing Cann ot work Retail busin ess Form al work Brick makin g Brewi ng Crafting On-Farm casual labour Building/ construc tion Driver Direct income source Dependent Katakwi 8.45 9.43 5.56 3.16 0.87 0.49 0.33 0.27 0.05 0.05 0.00 0.00 11.50 17.18 Kumi 10.91 8.67 6.43 3.60 0.93 0.22 0.11 0.00 0.00 0.22 0.00 0.00 10.14 20.94 Kitgum 8.34 6.92 7.42 2.62 0.93 0.49 0.22 0.33 0.49 0.16 0.22 0.11 9.87 18.38 Lamwo 3.98 3.82 2.34 1.64 0.00 0.00 0.05 0.00 0.05 0.00 0.11 0.00 4.03 7.96 Total percent 31.68 28.84 21.76 11.01 2.73 1.20 0.71 0.60 0.60 0.44 0.33 0.11 35.55 64.45 18 2.8 Household food security situation A household is food secure when it has access to adequate food needed for a healthy life for all its members (adequate in terms of quality, quantity, safety and cultural acceptability); and when it is not at risk of losing such access. However, in this study emphasis was put on the aspect of food quantity and availability. This is based on Bahiigwa’s (1999) findings that households in Uganda were considered to be food secure if they had enough to eat at all times in terms of availability and quantity. Bahiigwa (1999) further reported that to the farmers in the rural households food quality was a secondary aspect of food security. Thus questions were asked about food availability, quantity, meals eaten daily, shortage and causes, coping strategies and whether pearl millet was an important food security crop. 2.8.1 Food availability in households Respondents were asked whether their households faced fluctuations of food availability and if they suffered from food shortage. It was observed that majority (60%) of the respondents had an improvement in food availability while 23.57% of the households indicated reduced food availability and 16.43% noticed no change (Table 2.14). Results in Table 2.14 further show majority indicating an increase in food quantity in their households. However, a large percentage (43.21%) of farmers talked of a reduction in food quantity in their households. This implies that much as food availability increased, the quantity may have actually reduced; predisposing households to the ‘quantity’ type of food insecurity. Results in Fig 2.3 confirm this, as majority (74.29%) of the households responded having faced food shortage in their households. The pattern was the same across all districts except Lamwo. Fig 2.3 results may also imply that respondents exaggerated having an improvement in food situation. This is further confirmed by results in Fig 2.4 which shows that majority (48.09%) of the households could afford only one meal in a day and only 18.03% had three meals in a day. Results further show that having only one meal daily was more pronounced in the eastern region especially Katakwi district while in the northern region Kitgum district had more households having only one meal daily. Generally results point to households both in the eastern and northern region being food insecure in term of availability and quantity. Due to the proof of food shortage indicated in Fig 2.3, respondents identified possible causes of food shortage (Table 2.15) and coping strategies during food scarcity (Table 2.16). 19 Table 2.14: Household responses about changes in food availability and quantity Districts Changes in household food availability Changes in household food quantity Improved Declined No change Quantity of food increased Quantity of food reduced Katakwi 15.71 5.00 7.14 13.21 14.64 Kumi 23.57 2.14 3.57 17.50 11.79 Kitgum 11.43 12.14 3.57 14.64 12.50 Lamwo 9.29 4.29 2.14 11.43 4.29 Total percent 60.00 23.57 16.43 56.79 43.21 Fig 2.3: Household response about experiencing food shortage 24.29 22.14 20.71 7.14 74.29 0.00 10.00 20.00 30.00 40.00 50.00 60.00 70.00 80.00 katakwi kumi kitgum lamwo total percent % h o u s e h o ld s r e s p o n s e a b o u t h a v in g f o o d s h o rt a g e Districts yes no 20 Fig 2.4: Household response about number of meals eaten per day 2.8.2 Causes of food shortage and coping strategies As indicated in Table 2.15, the causes of food shortage in households identified by farmers were; drought, crop insect pests and diseases, lack of improved planting materials, low soil fertility, lack of off-farm income, floods and lack of enough land. Drought, insect pests and diseases and lack of improved planting materials were respectively ranked as the first, second and third cause of food insecurity. Still observed from Table 2.15 poor soil fertility, lack of off- farm income, floods and lack of enough land were also significant contributors to food shortage in households of pearl millet growers. Sickness of household members and labour shortage to a lesser extent were reported as being other causes of food shortage. In addition, possible coping strategies adopted during food shortage were; buying food as the most important followed by working for food and visiting food-secure relatives. Borrowing food, reducing number of meals and planting early to avoid drought were also identified by farmers as being important coping strategies to avoid food scarcity (Table 2.16). 14.21 11.48 14.21 8.20 48.09 0.00 10.00 20.00 30.00 40.00 50.00 60.00 katakwi kumi kitgum lamwo total percent % h o u s e h o ld r e s p o n s e a b o u t n u m b e r o f m e a ls e a te n i n a d a y Districts one meal daily two meals daily three meals daily 21 Table 2.15: Causes of food shortage in households Districts Drought Plant pests and diseases Lack of planting materials Poor soils Lack of off- farm income Land shortage Floods Weeds Sickness of household members Labour shortage for cultivation Katakwi 22.76 3.25 1.63 1.63 0.00 0.00 4.07 0.00 0.00 0.81 Kumi 15.45 0.81 4.07 0.81 0.81 2.44 0.00 0.00 1.63 0.00 Kitgum 7.32 4.88 4.07 7.32 3.25 1.63 0.00 4.07 0.81 0.81 Lamwo 4.07 2.44 0.00 0.00 1.63 0.81 0.00 0.00 0.81 0.00 Total percent 49.59 11.38 9.76 9.76 5.69 4.88 4.07 4.07 3.25 1.63 Table 2.16: Coping strategies during food shortage Districts Buy food Work for that food Visiting food secure relatives Borrowing food Reduce daily number of meals Early planting to avoid drought Rent land for food production Provide off- farm labour Katakwi 8.88 5.33 5.33 3.55 2.96 0.00 0.00 0.00 Kumi 9.47 2.37 5.92 2.37 2.96 0.59 0.59 0.00 Kitgum 12.43 6.51 4.14 2.37 2.96 1.78 0.59 0.00 Lamwo 8.88 4.14 2.37 1.78 0.00 0.59 0.00 1.18 Total percent 39.64 18.34 17.75 10.06 8.88 2.96 1.18 1.18 22 Section 3 Socioeconomic capital and technology adoption In this section socioeconomic empowerment was assessed where pearl millet farmers were asked about access to credit, agricultural trainings received, extension visits, sources of information and membership in groups or organisations. 3.1.1 Access to credit Credit is one of the sources of capital that can be used for investment in agriculture. Kapwong et al. (2012) identified access to microcredit to invest in agriculture and agribusiness as the most important factor needed to improve livelihood conditions in rural areas. Borrowed money may be used to carry out time-bound agricultural activities such as planting, weeding and harvesting and thus ease with which it can be received being critically important. Under access to credit farmers were asked whether they accessed credit or not, purpose for which credit was sought and reasons why they could not access credit. Information was sought about credit sources, range of amount normally borrowed, interest rate and payback period. Generally majority (83.57%) of the households interviewed did not access credit in the last two years compared with only 16.43% that received credit (Fig 3.1). The households that did not access credit identified absence of credit source in their villages (39.69%) as the main cause followed by lack of collateral, high interest rates and there being no need to borrow money (Table 3.1). Stringent terms and conditions, not being certain of harvest to pay back, fear to lose assets due to failure to pay back and lack of information about credit were among the other reasons for not accessing credit (Table 3.1). Mpiira et al. (2013) also reported lack of information, high interest rates, and fears as some of the reasons for not accessing credit in Uganda. However, the trend varied slightly at regional level where in the northern region lack of collateral to offer as security and there being no need to borrow were the most important reasons for not accessing credit but in the east absence of credit source in the village and high interest rates were the most important reasons for not accessing credit to fund agricultural activities. While lack of collateral was the most important reason for not accessing credit in Kitgum district, farmers in Lamwo district expressed there being no need to access credit as the most important reason for not accessing credit. 23 Fig 3.1: Household response about access to financial credit Table 3.1: Reasons for not accessing financial credit Districts Absence of credit source in village Lack of collateral High interest rates No need Stringent terms and conditions Not uncertain of harvest Fears losing assets Lack of information where to get credit Katakwi 18.32 0.76 6.11 0.76 0.00 0.00 0.76 0.00 Kumi 16.79 0.76 6.11 0.76 0.00 0.76 0.76 0.76 Kitgum 0.00 9.92 0.76 4.58 5.60 5.34 2.29 0.00 Lamwo 4.58 3.05 0.00 6.11 2.40 1.53 0.76 0.00 Total percent 39.69 14.50 12.98 12.21 8.00 7.63 4.58 0.76 3.1.2 Sources of financial credit The most important sources of credit for financing agricultural activities were generally informal low-capital organisations or groups operating as village banks (Table 3.2). These were followed by the relatively well organised non-governmental organisations and large banks like Centenary Bank. However, the banks in Kumi and Kitgum districts are near urban areas. This may imply that the formal credit sources operate within or near town areas; further confirming there being no credit facilities in rural areas as a major reason for not accessing financial credit. 0.00 10.00 20.00 30.00 40.00 50.00 60.00 70.00 80.00 90.00 katakwi kumi kitgum lamwo total percent % h o u s e h o ld r e s p o n s e a b o u t a c c e s s t o c re d it Districts yes no 24 Table 3.2: Sources of credit Districts Village banks BRAC SACCO Centenary Bank Katakwi 19.05 0.00 0.00 4.76 Kumi 19.05 4.76 9.52 0.00 Kitgum 9.52 14.29 4.76 9.52 Lamwo 4.76 0.00 0.00 0.00 Total percent 52.38 19.05 14.29 14.29 3.1.3 Reasons for accessing financial credit and related transactions Reasons for accessing credit included paying for labour for on-farm activities, paying school fees, financing businesses and purchase of livestock as the most important although paying for medical bills and construction were also mentioned (Table 3.3). Most of the activities for which credit was sought were short term, which were mainly season based. This may justify why the majority of the pearl millet farmers borrowed small amounts of money in the range Ugx 20000- 200000 (